-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EwsqB2Jd81H1LWWzZVwfAqupicmP7uBxNZj+o7VXkIYtcY/dbDRV+7O2Cf5zNo3C j3Qfm5udgFbRnsqpccWzxA== 0000912057-01-003621.txt : 20010205 0000912057-01-003621.hdr.sgml : 20010205 ACCESSION NUMBER: 0000912057-01-003621 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010131 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VITAL IMAGES INC CENTRAL INDEX KEY: 0000912888 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 421321776 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53003 FILM NUMBER: 1520170 BUSINESS ADDRESS: STREET 1: 3100 W LAKE ST STE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 6129158000 MAIL ADDRESS: STREET 1: 3100 WEST LAKE ST STE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN JESS S & CO INC CENTRAL INDEX KEY: 0001133335 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 952483169 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O JESS S MORGAN & CO INC STREET 2: 5750 WILSHIRE BLVD STE 590 CITY: LOS ANGELES STATE: CA ZIP: 90045 BUSINESS PHONE: 3236342400 MAIL ADDRESS: STREET 1: C/O JESS S MORGN & CO INC STREET 2: 5750 WILSHIRE BLVD STE 590 CITY: LOS ANGELES STATE: CA ZIP: 90045 SC 13G 1 a2036379zsc13g.txt SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* ------ VITAL IMAGES, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK $.01 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 92846N-10-4 ---------------------------------- (CUSIP Number) DECEMBER 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /X/ Rule 13d-1(b) / / Rule 13d-1(c) / / Rule 13d-1(d) - ------------------------------------ *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 92846N-10-4 13G Page 2 of 5 pages ---------- - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only). Jess S. Morgan & Company, Inc. 65-2493169 - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION California corporation. - -------------------------------------------------------------------------------- NUMBER OF SHARES (5) SOLE VOTING POWER BENEFICIALLY None. OWNED BY --------------------------------------------------- EACH REPORTING (6) SHARED VOTING POWER PERSON WITH: 1,000,000 (including 500,000 issuable upon exercise of warrants) --------------------------------------------------- (7) SOLE DISPOSITIVE POWER None. --------------------------------------------------- (8) SHARED DISPOSITIVE POWER 1,092,400 (including 500,000 issuable upon exercise of warrants) - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,092,400 Shares of Common Stock, $.01 par value (including 500,000 issuable upon exercise of warrants) - -------------------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable. - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 14.9% (if warrants were exercised) - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IA - -------------------------------------------------------------------------------- CUSIP No. 92846N-10-4 13G Page 3 of 5 pages ---------- Item 1.(a) Name of Issuer Vital Images, Inc. (b) Address of Issuer's Principal Executive Offices 3300 Fernbrook Lane N, Suite 200 Plymouth, MN 55447 Item 2.(a) Name of Person Filing Item 2.(b) Address of Principal Business Office or, if none, Residence Item 2.(c) Citizenship Jess S. Morgan & Company, Inc. 5750 Wilshire Blvd., Suite 590 Los Angeles, CA 90036 (California Corporation) Item 2.(d) Title of Class of Securities Common Stock, $.01 par value Item 2.(e) CUSIP Number: 92846N-10-4 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) / / Broker or dealer registered under section 15 of the Act: Not applicable (b) / / Bank as defined in section 3(a)(6) of the Act: Not applicable (c) / / Insurance company as defined in section 3(a)(19) of the Act Not applicable CUSIP No. 92846N-10-4 13G Page 4 of 5 pages ---------- (d) / / Investment company registered under section 8 of the Investment Company Act: Not applicable (e) /X/ Investment Adviser registered under Section 203 of the Investment Advisors Act of 1940: Not applicable (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund (SEE 13d-1(b)(1)(ii)(F)): Not applicable (g) / / Parent Holding Company in accordance with Rule 13d-1(b)(ii)(G) (SEE Item 7): Not applicable (h) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(H): Not applicable Item 4. Ownership (a) Amount beneficially owned: 544,850 Shares of Common Stock, $.01 par value. (b) Percent of class: 14.9% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: None (ii) Shared power to vote or to direct the vote: 1,092,400 shares (including 500,000 shares issuable upon exercise of warrants). (iii) Sole power to dispose or to direct the disposition of: None. (iv) Shared power to dispose or to direct the disposition of: 1,092,400 shares (including 500,000 shares issuable upon exercise of warrants). CUSIP No. 92846N-10-4 13G Page 5 of 5 pages ---------- Item 5. Ownership of Five Percent or Less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. JANUARY 26, 2001 ----------------------------------------- Date /s/ GARY LEVENSTEIN ----------------------------------------- Signature GARY LEVENSTEIN, EXECUTIVE VICE PRESIDENT JESS S. MORGAN & COMPANY, INC. ----------------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----